Compliance & Risk Management
Full compliance through automated workflows, validations and risk analysis
Investment compliance software
Your benefits
With XENTIS, you can automate your investment compliance, supported by pre- and post-trade checks, risk assessments and dynamic rule sets that ensure regulatory alignment. Simulations, integrated monitoring and adaptive limit controls help you minimise risk, prevent breaches and meet both regulatory and internal compliance standards.
Pre- and post-trade checks
Automated checks ensure that all transactions comply with regulatory requirements and internal investment limits
Rule designer & simulation
Create, simulate and test individual compliance rules with a flexible rule engine
Breach management
Efficient monitoring and processing of rule violations with a documented, workflow-driven review process
Risk analysis & reporting
Comprehensive risk assessment with VaR and exposure analyses for precise risk management
Risk monitoring & controlling
Monitor market risks, liquidity risks and regulatory limit violations with alerts
Model pricing
Reliable valuation of complex financial instruments and risk models with pricing algorithms and analyses
Pre- and post-trade checks
Automated checks ensure that all transactions comply with regulatory requirements and internal investment limits
Rule designer & simulation
Create, simulate and test individual compliance rules with a flexible rule engine
Breach management
Efficient monitoring and processing of rule violations with a documented, workflow-driven review process
Risk analysis & reporting
Comprehensive risk assessment with VaR and exposure analyses for precise risk management
Risk monitoring & controlling
Monitor market risks, liquidity risks and regulatory limit violations with alerts
Model pricing
Reliable valuation of complex financial instruments and risk models with pricing algorithms and analyses
Compliance & Risk Management
Strategic advantages beyond the core
Private cloud or on-premise
Unlocking potential with XENTIS
Full compliance through automated workflows, validations and risk analysis
Investment compliance: Pre- and post-trade checks with reviews, look-through, ESG and breach management for maximum regulatory security
Rule Designer and simulation: Dynamic creation and simulation of compliance rules with customisable limit checks as well as netting and hedging
Risk management, analysis and controlling: Model evaluations, risk analysis with VaR, model pricing and monitoring for liquid and illiquid investments
ALWAYS INCLUDED
The foundation of every XENTIS solution
Our investment management software provides you with a strong foundation that creates a consistent and audit-proof database for your investment processes
Data management, reconciliation and integration for the centralised management and automatic processing of external market data, internal holdings and regulatory reports
All financial instruments such as equities, bonds, derivatives and structured products are processed – for your liquid and illiquid investments
Alternative investments can be recorded, valued and reported in a structured manner – supplemented by flexible NAV calculations and commitment tracking
EXPERT INSIGHTS
Frequently asked questions
The next step
Are you looking for a tailored investment compliance solution? Our experts are here to help – we look forward to your enquiry.
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